贵州财经大学学报 ›› 2026 ›› Issue (04): 12-24.

• 青年财经论坛 • 上一篇    

政策明晰度如何影响地方政府执行产业政策——基于新能源汽车产业的实证检验

苏晨   

  1. 上海社科院 经济研究所, 上海 200001
  • 收稿日期:2025-10-07 发布日期:2026-07-22
  • 作者简介:苏晨(1988—),男,安徽省宿州人,博士研究生,研究方向为产业政策。

Analysis of the Influencing Factors of Local Governments’ Response to the Policies of the New Energy Vehicle Industry

SU Chen   

  1. Institute of Economics, Shanghai Academy of Social Sciences, Shanghai 200001
  • Received:2025-10-07 Published:2026-07-22

摘要: 产业政策央地协同执行中,中央政策的明晰程度究竟是强化地方响应效率的"催化剂",还是因目标刚性压缩了地方"因地制宜"的创新空间,现有理论与政策实践存在显著分歧。既有文献多从宏观央地博弈或地方资源禀赋视角解释政策协同差异,较少从政策文本内在属性出发,系统考察明晰度如何微观传导至地方政府的执行意愿与工具选择偏好。鉴于此,研究构建央地委托代理框架下的政策执行响应理论模型,基于2009—2023年新能源汽车产业政策文本建立明晰型与模糊型政策效力评价体系,并匹配产业链上市公司数据与地方响应指标,运用动态面板模型进行实证检验。研究表明:明晰型产业政策对地方政府响应具有正向作用;中央产业政策明晰程度越高,地方政府选择非财税手段的意愿就越强烈。研究结论为如何提升产业政策执行效果提供了参考依据,也为如何实现有为政府与有效市场的有机结合提供了政策建议。

关键词: 产业政策协同, 新能源汽车产业, 政策协同影响机制, 政策效力评价

Abstract: In the process of coordinated implementation of industrial policies between the central and local governments, existing theories and policy practices still present significant divergences: is the clarity of central policies a "catalyst" that enhances the response efficiency of local governments, or does it compress the space for local "context-specific" innovation due to the rigidity of policy objectives? Existing literature mostly explains the variations in policy coordination from the perspectives of macro-level central-local game theory or local resource endowments, while few studies have systematically examined how policy clarity is micro-transmitted to local governments’ implementation willingness and tool selection preferences from the perspective of the intrinsic attributes of policy texts. In view of this, this paper constructs a theoretical model of policy implementation response under the central-local principal-agent framework, establishes an evaluation system for the effectiveness of explicit and ambiguous policies based on the new energy vehicle industry policy texts from 2009 to 2023, matches the data of listed companies in the industrial chain with local response indicators, and conducts an empirical test using a dynamic panel model. The research findings indicate that explicit industrial policies exert a positive impact on local government responses; the higher the clarity of central industrial policies, the stronger the willingness of local governments to choose non-fiscal and taxation instruments. The conclusions of this study provide a reference basis for improving the implementation effect of industrial policies and offer policy recommendations for realizing the organic integration of a proactive government and an efficient market.

Key words: industrial policy synergy, new energy vehicle industry policy synergy, influence mechanism, policy effectiveness evaluation

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