贵州财经大学学报

贵州财经大学学报 ›› 2021 ›› Issue (06): 57-66.

• 工商管理 • 上一篇    下一篇

异质性研发与“生产率困境”——基于政府和市场调节效应的研究

张帅1,2, 刘春学3, 蒋睿1   

  1. 1. 云南财经大学 经济学院, 云南 昆明 650221;
    2. 太原学院财经系, 山西 太原 030032;
    3. 云南财经大学 城市与环境学院, 云南 昆明 650221
  • 收稿日期:2021-03-14 出版日期:2021-11-15 发布日期:2021-11-23
  • 作者简介:张帅(1987-),男,山西太原人,云南财经大学经济学院区域经济学博士研究生,讲师,研究方向为区域经济;刘春学(1975-),男,河南林州人,博士,云南财经大学城市与环境学院教授,博士生导师,研究方向为区域经济;蒋睿(1985-),女,云南昆明人,云南财经大学经济学院区域经济学博士研究生,研究方向为区域经济。
  • 基金资助:
    国家自然科学基金地区项目（42062020）；云南省院省校教育合作人文社会科学研究项目（SYSX202027）。

The Impact of Heterogeneous R&D and the productivity dilemma-Research based on Government Support and Market-oriented Reforms Moderating Effects

ZHANG Shuai1,2, LIU Chun-xue3, JIANG Rui1   

  1. 1. School of Economics, Yunnan University of Finance and Economics, Kunming, Yunnan 650221, China;
    2. Department of Finance and Accounting, Taiyuan University, Taiyuan, Shanxi 030032, China;
    3. School of Urban and Environment, Yunnan University of Finance and Economics, Kunming, Yunnan 650221, China
  • Received:2021-03-14 Online:2021-11-15 Published:2021-11-23

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摘要： 基于生产率困境理论，运用2000~2017年中国30个省际数据，通过对实体经济技术效率的结构分解，分析异质性研发对实体经济持续性技术效率的影响以及政府和市场在其中的调节作用。研究发现：持续性技术效率增长停滞是制约实体经济总技术效率提升的主要原因，颠覆式创新对提高实体经济持续性技术效率存在抑制作用；渐进式创新对提升实体经济持续性技术效率有促进作用。要突破中国实体经济生产率困境，必须注重政府和市场对不同研发活动的互补效应，颠覆式创新更需要"有为政府"的大力支持，渐进式创新更注重"有效市场"的配置作用和"有限有为政府"的外部效应。

关键词: 生产率困境, 颠覆式创新, 渐进式创新, 政府支持, 市场化程度

Abstract: This article is based on the productivity dilemma theory, using provincial data from 2000 to 2017 in china, through the structural decomposition of the technical efficiency of the real economy, analyze the impact of heterogeneous R&D on the persistent technical efficiency of the real economy and the regulatory effects of the government support and market-oriented reforms in it. The results show that persistent technical efficiency growth stagnated is the main reason that restricts the improvement of the overall technical efficiency of the real economy, disruptive innovation has an inhibitory effect on improving the sustainable technical efficiency of the real economy; incremental innovation can promote the continuous technical efficiency of the real economy. To break through the productivity dilemma of the real economy, we must pay attention to the moderating effects of the government and the market on different innovative activities, disruptive innovation needs the strong support of "promising government". incremental innovation pays more attention to the allocation function of the "effective market" and the external effects of the "limited and promising government".

Key words: productivity dilemma, subversive innovation, incremental innovation, government support, market-oriented Reforms

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